[UPDATE] Ordinary Rebalance | Solactive US Preferred Share Select Index | Effective Date 12th January 2023
In the ordinary rebalance, the following index composition will be implemented effective open 12.01.2023:
| AEGON FUNDING CO LLC |
| AEL 6 5/8 PERP |
| AGREE REALTY CORP |
| AIR LEASE CORPORATION CUM PERP PFD REGISTERED SHS SERIES A |
| AIZ 5 1/4 01/15/61 |
| ALLSTATE CORP DEPOSIT SHS REPR 1/1000TH 5 5/8 NON-CUM PERP RED PFD SHS SERIES G |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A |
| AMERICAN FINANCIAL GROUP INC. 5.875 % DEBENTURES 2019-30.03.59 GLOBAL |
| AMERICAN INTERNATIONAL GROUP INC DEPOSITARY SHS REPR 1/1000TH 5.85 % NON-CUM RED PERP PFD RG SHS SER A |
| AMG 4 3/4 09/30/60 |
| AMG 5 .875 03/30/59 |
| APOLLO ASSET MANAGEMENT LLC 6.375 % NON-CUM PERP RED PFD REGISTERED SHS SERIES B |
| APOLLO ASSET MANAGEMENT LLC NON CUM RED PFD REGISTERED SHS SERIES A |
| ARCH CAP GRP DS REP 1000 SRS G PRF |
| ARCH CAPITAL GROUP LTD DEPOSIT SHS REPR 1/1000TH 5.45 % NON-CUM PFD SHS SERIES F |
| ARGO 7 PERP |
| ASPEN INSURANCE HOLDINGS LTD 5.625 % NON-CUM PERP PFD SHS |
| ASPEN INSURANCE HOLDINGS LTD 5.95 % NON-CUM PERP PREF SHS |
| ASPEN INSURANCE HOLDINGS LTD DEPOSITARY SHS REPR 1/1000TH 5.625 % NON-CUM RED PERP PFD REGISTERED SH |
| AT&T INC 4 ¾ PERP |
| ATH 4 7/8 PERP |
| ATH 6 3/8 PERP |
| ATHENE HOLDING LTD |
| ATHENE HOLDING LTD DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS SER A |
| ATHENE HOLDING LTD. DEPOSITARY SHS REPR 1/1000TH NON-CUM RED PERP PFD REGISTERED SHS CLASS B |
| AXIS CAPITAL HOLDINGS LTD |
| BANK OF AMERICA CORP |
| BANK OF AMERICA CORP |
| BEPUCN 4 5/8 PERP |
| BIP 5 PERP |
| BIP BERMUDA HLD I 5 125 PERP SUB NTS |
| BRIGHTHOUSE FINANCIAL INC |
| BRIGHTHOUSE FINANCIAL INC |
| BRIGHTHOUSE FINANCIAL INC. DEPOSITARY SHS REPR 1/1000TH 6.6% NON-CUM RED PERP PFD REG SH SERIES A |
| BRIGHTHUS FIN 1000 DS REP SRS C PRF |
| BROOKFIELD BRP HOLDINGS (CANADA) INC |
| BROOKFIELD CORP 4 1/2 PERP |
| BROOKFIELD CORP 4 5/8 10/16/80 |
| BROOKFIELD INFR FIN 5 000 SUBORD NTS |
| BROOKFIELD PROPERTY PARTNERS LP |
| BROOKFIELD PROPERTY PARTNERS LP 6.375 % CUM RED PERP PFD UNITS A SERIES 2 |
| BROOKFIELD PROPERTY PARTNERS LP 6.5% CUM RED PERP PFD PARTNERSHIP UNITS A SERIES 1 |
| CAPITAL ONE FINANCIAL CORP |
| CAPITAL ONE FINANCIAL CORP |
| CAPITAL ONE FINANCIAL CORP |
| CAPITAL ONE FINL DRC RP SRS N PRF |
| CARLYLE FINANCE LLC |
| CITIGROUP CAPITAL XIII TR PFD SECS 2010-30.10.40 GLOBAL FLTG RT |
| CITIGROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES K |
| CITIGROUP INC DEPOSIT SHS REPR 1/100TH 7 1/8 NON-CUM PERP PFD SHS SERIES J |
| CITIZENS FINANCIAL GROUP INC |
| CITIZENS FINANCIAL GROUP INC DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES D |
| CMS ENERGY CORP 5.875 % NOTES 2018-15.10.78 GLOBAL |
| CMS ENERGY CORP 5.875 % NOTES 2019-01.03.79 GLOBAL |
| DCP MIDSTREAM LP CONV RED PERP CUM PFD UNITS SERIES B |
| DCP MIDSTREAM LP CUM RED PERP PFD REGISTERED SHS SERIES C |
| DIGITAL REALTY TRUST INC |
| DIVERSIFIED HEALTHCARE TRUST |
| DIVERSIFIED HEALTHCARE TRUST |
| ENERGY TRANSFER CUM RED PERP PFD REGISTERED UNITS SERIES C |
| ENERGY TRANSFER CUM RED PERP PFD UNITS SERIES D |
| ENERGY TRANSFER CUM RED PERP PFD UNITS SERIES E |
| ENSTAR GROUP LIMITED DEPOSIT SHS REPR 1/1000TH NON-CUM RED PFD REGISTERED SHS SERIES D |
| EPR PROPERTIES 5.75 % CUM CONV PERP RED PFD REGISTERED SHS SERIES G |
| EQUITABLE HOLDINGS INC |
| FIFTH THIRD BANCORP DEPOSIT SHS REPR 1/1000TH NON-CUM PERP PFD SHS SERIES I |
| FIRST CITIZENS BANCSHARES INC/NC |
| FIRST REP BK DS REP 1 40TH SRS N PRF |
| FIRST REPUBLIC BANK |
| FIRST REPUBLIC BANK DEPOSIT SHS REPR 1/40TH NON CUM PERP PFD SHS SERIES H |
| FIRST REPUBLIC BANK DEPOSIT SHS REPR 1/40TH RED PERP PFD SHS SERIES I |
| FIRST-CITIZENS BANK & TRUST CO |
| FORD MOTOR 6 500 NTS |
| FORD MOTOR CO 6 % NOTES 2019-01.12.59 GLOBAL |
| FORD MOTOR COMPANY 6.2 % NOTES 2019-01.06.59 GLOBAL |
| FRC 4 1/4 PERP |
| FRC 4 1/8 PERP |
| GOLDMAN SACHS GROUP INC DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES K |
| HUDSON PACIFIC PROPERTIES INC |
| HUNTING BNCSH DS RP 1 1000 SRS I PRF |
| HUNTINGTON BAN 4.500 DS RP SRS H PRF |
| HWC 6 1/4 06/15/60 |
| KEMPER 5 875 FIXED RATE RST DEBENT |
| KEYCORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES E |
| KEYCORP DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED PFD REGISTERED SHS SERIES G |
| KEYCORP DEPOSITORY SHARES REP 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES F |
| KIMCO REALTY CORP DEPOSIT SHS REPR 1/1000TH 5.125 % CUM RED PFD REGISTERED SHS SER L |
| KIMCO REALTY CORP DEPOSIT SHS REPR 1/1000TH 5.25% CUM RED PFD REGISTERED SHS M |
| KKR 4 5/8 04/01/61 |
| MERRILL LYNCH CAPITAL TRUST I 6.45 % TRUST PFD SECS 2006-15.12.66 BASED ON 6.45% ICONS 66 MERRILL LYNCH |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES E |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES F |
| MORGAN STANLEY DEPOSIT SHS REPR 1/1000TH NON-CUM PFD SHS SERIES I |
| MORGAN STANLEY DR REP NON CUM PRF |
| NAVIENT CORPORATION 6% SENIOR NOTES DUE DECEMBER 15 2043 |
| NEW YORK COMMUNITY BANCORP INC DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD REGISTERED SHS SERIES A |
| NISOURCE INC INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD RG SHS SERIES B |
| NUSTAR ENERGY LP CUM CONV PERP RED PFD REGISTERED SHS SERIES C |
| NUSTAR LOGISTICS LP NOTES 2013-15.1.43 GTD SUBORD FLTG RT |
| OAKTREE CAPITAL GROUP LLC 6.550 % NON-CUM RED PFD UNITS SERIES B |
| OAKTREE CAPITAL GROUP LLC NON CUM RED PERP PFD REGISTERED UNITS SERIES A |
| OPI 6 3/8 06/23/50 |
| PACWEST BANCORP |
| PBI 6.7 03/07/43 |
| PROSPECT CAPITL 5 35 SRS A FX RT PRF |
| QURATE RETAIL INC 8% Series A Cumulative Redeemable Preferred Stock |
| QVC INC 6.25 % NOTES 2019-26.11.68 GTD GLOBAL |
| QVC INC 6.375 % NOTES 2018-13.09.67 GTD GLOBAL |
| QWEST CORP 6 1/2 % NOTES 2016-01.09.56 |
| QWEST CORP 6.75 % NOTES 2017-15.06.57 GLOBAL |
| REGIONS FINANCIAL CORP |
| REGIONS FINANCIAL CORP DEPOSIT SHS REPR 1/40TH NON-CUM PERP PFD SHS SERIES B |
| RENAISSANCERE HOLDINGS LTD |
| RENAISSANCERE HOLDINGS LTD. DEPOSIT SHS REPS 1/1000TH NON-CUM RED PERP PFD SHS SERIES F |
| SBNY 5 PERP |
| SCE TRUST III TRUST PREFERENCE SECURITY 2014-WITHOUT FIXED MATURITY GTD ON PREF SHS SER H FLTG RT |
| SCE TRUST IV CUM TRUST PREFERRED SECS SERIES J |
| SCE TRUST V CUM TRUST PREFERRED SECS SERIES K |
| SCE TRUST VI 5% CUM RED PFD SECS SERIES L |
| SEMPRA ENERGY 5.75 % NOTES 2019-01-07-79 GLOBAL |
| SF 6 1/8 PERP |
| SIRIUSPOINT LTD |
| SITE CENTERS CORP DEPOSIT SHS REPR 1/20TH 6.375 % CUM RED PFD REGISTERED SHS A |
| SL GREEN REALTY CORP |
| SPIRE INC DEPOSITARY SHS REPR 1/1000TH CUM RED PERP PFD REGISTERED SH SERIES A |
| STFL FIN DRC REP 1 1000TH SRS D PRF |
| SVB FINANCIAL GROUP |
| SYNCHRONY FINANCIAL DEPOSITARY SHS REPR 1/40TH NON-CUM PERP RED SHS SER A |
| SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES D |
| SYNOVUS FINANCIAL CORP NON-CUM RED PERP PFD REGISTERED SHS SERIES E |
| T 5 PERP |
| TELEPHONE & DATA SYS |
| TELEPHONE AND DATA SYSTEMS INC |
| TEXAS CAPITAL BANCSHARES |
| THE ALLSTATE CORP |
| TRITON INTERNATIONAL 5 75 SRS E PRF |
| TRITON INTERNATIONAL LTD 7.375 % CUM CONV RED PERP PFD REGISTERED SHS SERIES C |
| TRTN 6 7/8 PERP |
| UNITED STATES CELLULAR 5 500 SNR NTS |
| UNUM GROUP 6.25 % NOTES 2018-15.06.58 GLOBAL |
| USM 5 1/2 03/01/70 |
| USM 6 1/4 09/01/69 |
| VNO 5 1/4 PERP |
| VORNADO REALTY TRUST |
| VORNADO REALTY TRUST 5.4 % CUM RED PFD SERIES L |
| VORNADO REALTY TRUST CUM PERP RED PFD REGISTERED SHS SERIES M |
| WCC 10 5/8 PERP |
| WELLS FARGO & CO |
| WELLS FARGO & CO DEPOSIT SHS A REPR 1/1000TH 5.625% RED NON-CUM PFD REG SHS A SER Y |
| WELLS FARGO & CO DEPOSIT SHS REPR 1/1000TH 6 5/8 % NON-CUM PERP PFD SHS A SERIES R |
| WELLS FARGO & COMPANY DEPOSIT SHS REPR 1/1000TH 5.85 % NON-CUM PERP PFD SHS A SERIES Q |
| WELLS FRG AND CO DS RP 1 1000 PRF |
| WFC 4 3/8 PERP |
| WFC 4.7 PERP |
| WINTRUST FINANCIAL CORP |